2024 Tus sau: Elizabeth Oswald | [email protected]. Kawg hloov kho: 2024-01-13 00:07
Exempt Reporting Advisers ("ERAs") yog tus kws pab tswv yim kev nqis peev uas tsis tas yuav tso npe ua tus kws pab tswv yim nrog US Securities Exchange Commission ("SEC") lossis lub xeev tswj hwm, tab sis tseem yuav tsum them tus nqi thiab tshaj tawm cov ntaub ntawv pej xeem ntawm IARD/FINRA system.
Leej twg yuav tsum tso npe ua tus kws tshaj lij tshaj tawm kev zam?
Tus Kws Tshaj Lij Tshaj Tawm Tshaj Tawm yog dab tsi? Cov kws pab tswv yim txog kev nqis peev yuav tsum tau sau npe nrog txawm tias tsoomfwv lossis lub xeev cov cai tswj hwm kev nyab xeeb, nyob ntawm seb cov khoom muaj nqis tswj hwm. "Cov kws pab tswv yim me" (nrog qis dua $ 25 lab hauv cov cuab tam) tuaj yeem sau npe nrog cov tub ceev xwm kev nyab xeeb hauv xeev nkaus xwb.
Leej twg raug zam los ntawm kev tso npe ua tus kws pab tswv yim peev?
RBIC Advisers Relief Act kuj tau hloov kho Advisers Act ntu 203(m), uas zam los ntawm kev sau npe tus kws pab tswv yim peev ib tus kws pab tswv yim uas tsuas yog qhia cov nyiaj ntiag tug thiab muaj peev txheej tswj hwm hauv Tebchaws Meskas tsawg dua. $ 150 lab, los ntawm kev tsis suav nrog RBIC cov cuab tam los ntawm suav txog $ 150 lab qhov pib …
Puas zam kev tshaj tawm cov kws pab tswv yim yuav tsum ua daim ntawv ADV?
Txhua tus kws tshaj lij tshaj tawm kev zam: Koj yuav tsum xa koj daim ntawv pib ADV ua ntej 60 hnub ntawm kev cia siab rau qhov kev zamlos ntawm kev sau npe raws li tshooj 203(l) ntawm Txoj Cai Pabcuam raws li ib tus kws pab tswv yim nkaus xwb rau ib lossis ntau dua cov peev nyiaj peev lossis nqe lus 203(m) ntawm Txoj Cai Pabcuam vim tias koj uatsuas yog ua tus pab tswv yim rau…
Puas yog zam tshaj tawm cov kws pab tswv yim ua raws li txoj cai saib xyuas?
Txoj cai saib xyuas tsis siv rau kev zam tshaj tawm cov kws pab tswv yim. Cov peev nyiaj ntiag tug thiab lwm cov peev nyiaj ntiag tug feem ntau siv SPVs los pab txhawb kev nqis peev peev.
Pom zoo:
Puas yog cov dab dab dab dab dab dab dab dab dab dab dab dab?
Myth: Ib tug dab tshos tsis yog neeg ncaj ncees yog tiasnws haum yog. Fact: Tu siab, qhov no yog ib lo lus tsis tseeb uas tau raug perpetuated los ntawm aversive trainers. Txawm hais tias haum rau lub caj dab kom zoo khawb rau hauv cov tawv nqaij rhiab nyob ib ncig ntawm lub caj dab, uas ua rau muaj kev puas tsuaj loj rau cov thyroid, esophagus, thiab trachea.
Puas yog tus kws kho hlwb puas yog tus kws tshaj lij?
Psychologists yog feem ntau kws kho mob, tab sis tsis yog kws kho mob. Hloov chaw, lawv yuav yog PhD (tus kws kho mob ntawm lub tswv yim, feem ntau yog tsom rau kev tshawb fawb) lossis PsyD (tus kws kho mob hlwb, feem ntau nrog kev kho mob siab).
Tus kws lij choj puas yog tus kws lij choj?
Cov kws lij choj yog cov neeg uas tau mus kawm kev cai lij choj thiab feem ntau yuav tau xeem thiab dhau qhov kev xeem bar. … Lo lus kws lij choj yog ib daim ntawv luv luv ntawm lub npe hu ua 'tus kws lij choj'. Tus kws lij choj yog ib tus neeg uas tsis yog tsuas yog kawm thiab kawm kev cai lij choj xwb, tab sis kuj siv nws hauv tsev hais plaub.
Koj puas yuav tsum yog tus kws lij choj los ua tus kws lij choj?
Txawm tias koj yog ib tus neeg ua haujlwm tsis txaus ntseeg, ua ntej koj tuaj yeem thov rau tsev kawm ntawv kev cai lij choj, koj yuav xav tau bachelor's degree. … Raws li Txoj Cai Lij Choj Saum Ntuj Ceeb Tsheej, qhov txiaj ntsig tseem ceeb uas cov kws lij choj muaj thaum thov rau tsev kawm ntawv txoj cai lij choj yog lawv cov kev paub hauv kev lag luam kev cai lij choj thiab lawv txoj kev paub txog qhov nws zoo li ua tus kws lij choj.
Leej twg yog tus kws lij choj thiab tus kws lij choj?
Tus kws lij choj hais lus hauv tsev hais plaub thiab nthuav tawm rooj plaub ua ntej tus kws txiav txim plaub lossis pawg txiav txim plaub ntug. Hauv qee qhov kev txiav txim siab, tus kws lij choj tau txais kev cob qhia ntxiv hauv cov pov thawj kev cai lij choj, kev coj ncaj ncees, thiab kev coj ua hauv tsev hais plaub thiab cov txheej txheem.
